While our trading forums may address regulatory themes and market impacts specific to each desk, this dedicated, cross asset forum is where financial market practitioners in regulatory and compliance functions meet – either as a unit or with representatives from regulatory, supervisory and other cross-industry bodies – to share thoughts, ideas and information in a trusted, confidential environment.
Each forum covers two or three topical industry themes, determined in advance by the Compliance Advisory Board. Where relevant, industry guests may be invited to contribute expertise and guidance on specific topics.
To ensure open dialogue and encourage active contribution from all participants, Q15 forums operate under the Chatham House rule and are subject to a bespoke Q15 Competition Law policy. As good governance is a cornerstone of Q15 activity, all participating members agree to adhere to this policy which provides guidance and governance with respect to anti-competitive behaviour.