Back Trading Compliance Quorum

The Q3 Trading Compliance Quorum will take place on 29 September 2026.

When: 29 September 2026 12:00 – 14:00 BST
Where: One Moorgate Place, London 

Moderated by: Anne-Maria Rothenstein, Themis Interim Management

Highlights from previous meeting 

  • FCA’s evolving roadmap for crypto and digital assets has practical implications for traditional financial institutions. 
  • Market entering new phase of development: Digital assets no longer viewed as niche innovation but strategic market structure requiring formal institutional positioning.
  • Lack of a clearly defined operating model. Multiple infrastructure approaches - traditional systems, private blockchain models and public-chain environments - create fragmentation across execution, custody, settlement and compliance workflows.
  • Successful adoption requires substantial investment in governance redesign, legal and compliance capability, operational integration and cross-functional coordination.